SEC Form 5 · accession 0001477932-19-000125
Cosmos Health Inc. · COSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Grigorios Siokas
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Dec 31, 2018
Accepted (ET)
Jan 14, 2019 · 4:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001474167
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001F1 | Oct 2, 2017 | J | 100,000 | $0.22 | A | 8,007,704 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Ourania Matsouki, the wife of Grigorios Siokas, purchased these shares, with her own funds, in October 2017, from an unaffiliated third party, however, the shares have not yet been delivered. Griogorios Siokas disclaims beneficial ownership of these shares and any others owned by his wife.