SEC Form 4 · accession 0001477932-18-003433
Cosmos Health Inc. · COSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Grigorios Siokas
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Jul 9, 2018
Accepted (ET)
Jul 11, 2018 · 1:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001474167
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1 | Jul 9, 2018 | S | 58,750 | $0.10 | D | 8,846,471 | D | |
| Common Stock, par value $0.001 per shareF1 | Jul 9, 2018 | S | 4,000 | $0.11 | D | 8,842,471 | D | |
| Common Stock, par value $0.001 per shareF1 | Jul 9, 2018 | S | 8,000 | $0.29 | D | 8,834,471 | D | |
| Common Stock, par value $0.001 per shareF1 | Jul 9, 2018 | S | 827 | $0.71 | D | 8,833,644 | D | |
| Common Stock, par value $0.001 per shareF1 | Jul 9, 2018 | S | 1,840 | $5.72 | D | 8,831,804 | D | |
| Common Stock, par value $0.001 per shareF1 | Jul 9, 2018 | S | 15,500 | $6.04 | D | 8,816,304 | D | |
| Common Stock, par value $0.001 per shareF1 | Jul 9, 2018 | S | 650 | $9.23 | D | 8,815,654 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were sold in a series of private transactions to various persons.