SEC Form 5 · accession 0001209191-15-012746
Pebblebrook Hotel Trust · PEB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon E Bortz
Officer — Chairman, President and CEO · Director
Period of report
Dec 31, 2013
Accepted (ET)
Feb 12, 2015 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001474098
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | May 7, 2013 | G | 200,000 | $0.00 | D | 390,249 | D | |
| Common SharesF1,F2 | May 7, 2013 | G | 200,000 | $0.00 | A | 200,000 | I | By Wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction involved a gift of securities by the reporting person to his wife, who shares the reporting person's household. The late filing of the Form 5 for this transaction was inadvertent. The 200,000 common shares shown on this Form 5 as owned Indirectly, By Wife have been owned in such manner since the date of this transaction and, therefore, the Forms 4 filed by the reporting person on January 3, 2014, February 6, 2014 and January 5, 2015 overstated by 200,000 the number of Common Shares owned Directly and understated by 200,000 the number of Common Shares owned Indirectly, By Wife.
- F2The reporting person disclaims beneficial ownership of these shares held by his wife, and this report should not be deemed an admission that the reporting person is the beneficial owner of his wife's shares for purposes of Section 16 or for any other purpose.