SEC Form 4 · accession 0001104659-15-027098
Baltic Trading Ltd · BALT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Apollo Value Advisors, LP
10% Owner
Apollo SVF Management, L.P.
10% Owner
Apollo Management Holdings GP, LLC
10% Owner
Apollo Management Holdings, L.P.
10% Owner
Apollo Capital Management GP, LLC
10% Owner
Apollo Capital Management, L.P.
10% Owner
Apollo Principal Holdings II, L.P.
10% Owner
Apollo Principal Holdings II GP, LLC
10% Owner
Period of report
Apr 8, 2015
Accepted (ET)
Apr 10, 2015 · 7:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001474042
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01F1,F3 | Apr 8, 2015 | S | 465,000 | $1.4576 | D | 6,604,483 | I | See footnote |
| Common stock, par value $0.01F2,F3 | Apr 9, 2015 | S | 554,624 | $1.4212 | D | 6,049,859 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1See Exhibit 99.1.
- F2See Exhibit 99.1.
- F3See Exhibit 99.1.