SEC Form 4 · accession 0001104659-15-004496
Baltic Trading Ltd · BALT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Apollo Value Advisors, LP
10% Owner
Apollo SVF Management, L.P.
10% Owner
Apollo Management Holdings GP, LLC
10% Owner
Apollo Management Holdings, L.P.
10% Owner
Apollo Capital Management GP, LLC
10% Owner
Apollo Capital Management, L.P.
10% Owner
Apollo Principal Holdings II, L.P.
10% Owner
Apollo Principal Holdings II GP, LLC
10% Owner
Period of report
Jan 20, 2015
Accepted (ET)
Jan 26, 2015 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001474042
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01F1,F2 | Jan 20, 2015 | P | 376,234 | $1.789 | A | 7,069,483 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1See Exhibit 99.1.
- F2See Exhibit 99.1.