SEC Form 4 · accession 0001104659-17-069195
Stellar Bancorp, Inc. · STEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A Havard
Director
Period of report
Nov 15, 2017
Accepted (ET)
Nov 16, 2017 · 5:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001473844
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 15, 2017 | A | 3,330 | $0.00 | A | 43,330 | D | |
| Common StockF2 | holding | — | — | — | 80 | I | Pursuant to power of attorney |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted shares of the issuer's common stock, par value $0.01 per share, that will vest in two equal annual installments beginning on November 15, 2018, subject to the reporting person's continued service as a director of the issuer on such dates.
- F2The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. The reporting person possesses shared voting and investment power pursuant to a power of attorney.