SEC Form 4 · accession 0001104659-17-067365
Stellar Bancorp, Inc. · STEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R T Pigott Jr.
Officer — Chief Financial Officer
Period of report
Nov 7, 2017
Accepted (ET)
Nov 9, 2017 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001473844
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 7, 2017 | P | 2,500 | $26.00 | A | 35,146 | D | |
| Common StockF2 | Nov 7, 2017 | A | 10,000 | $0.00 | A | 45,146 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock, par value $0.01 per share ("Common Stock"), of the issuer purchased through a directed share program in connection with the initial public offering of the Common Stock.
- F2Represents restricted shares of Common Stock that will vest in five equal annual installments beginning on November 7, 2018, subject to the reporting person's continued employment with the issuer on such dates.