SEC Form 4 · accession 0001185185-18-002249
Nova Lifestyle, Inc. · NVFY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Min Su
Officer — Secretary · Director
Period of report
Dec 13, 2018
Accepted (ET)
Dec 27, 2018 · 9:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001473334
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 13, 2018 | A | 30,000 | $0.00 | A | 90,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares represent restricted stock units and will be settled in common stock upon vesting. 25% of the units vested on December 13, 2018, 25% of the units will vest on March 31, 2019, 25% of the units will vest on June 30, 2019 and the remaining 25% will vest on September 30, 2019.