SEC Form 4 · accession 0001185185-18-000550
Nova Lifestyle, Inc. · NVFY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Umesh Patel
Director
Period of report
Mar 31, 2017
Accepted (ET)
Mar 29, 2018 · 6:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001473334
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 31, 2017 | A | 6,024 | $1.66 | A | 14,041 | D | |
| Common Stock | Nov 1, 2017 | S | 5,001 | $1.56 | D | 9,040 | D | |
| Common Stock | Nov 13, 2017 | S | 9,040 | $2.56 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents grant of restricted stock in the amount of $10,000 based upon the closing price on March 31, 2017. Award vested June 30, 2017.