SEC Form 4 · accession 0001185185-17-001955
Nova Lifestyle, Inc. · NVFY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffery Chuang
Officer — Chief Financial Officer
Period of report
Aug 29, 2017
Accepted (ET)
Sep 6, 2017 · 1:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001473334
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $1.26 | Aug 29, 2017 | A | 35,000 | A | — | Aug 29, 2017 | Common Stock | 35,000 | 35,000 | D |
Explanation of responses
- F1One half of the shares vest on 08/29/2017 and one half of the shares vest on February 28, 2018.