SEC Form 4 · accession 0001185185-17-000004
Nova Lifestyle, Inc. · NVFY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ya Ming Wong
Officer — Former Officer · Director
Period of report
Oct 3, 2016
Accepted (ET)
Jan 3, 2017 · 12:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001473334
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 3, 2016 | D | 25,000 | $0.00 | D | 4,973,903 | D | |
| Common Stock | Dec 28, 2016 | S | 4,973,903 | $2.11 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents forfeit of unvested Restricted Stock Units due to reporting person's resignation as a director and officer effective October 3, 2016.