SEC Form 4 · accession 0001185185-16-005928
Nova Lifestyle, Inc. · NVFY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thanh H Lam
Officer — President; Interim CEO · Director
Period of report
Mar 21, 2016
Accepted (ET)
Dec 12, 2016 · 6:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001473334
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 21, 2016 | A | 100,000 | $0.00 | A | 246,403 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents grant of restricted stock that vests 25% on each of March 30, 2016, June 30, 2016, September 30, 2016 and December 31, 2016.