SEC Form 4/A · accession 0001209191-15-032757
PostRock Energy Corp · PSTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Duke R Ligon
Director
Period of report
Jan 6, 2015
Accepted (ET)
Apr 6, 2015 · 6:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001473061
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF2,F1 | — | Jan 6, 2015 | A | 3,819 | A | — | — | Common Stock | 3,819 | 19,835 | D |
Explanation of responses
- F1Each share of phantom stock is issued under the issuer's deferred compensation plan and is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash or common stock, at the election of the reporting person, upon the reporting person's termination of service as a director.
- F2This amendment is being filed solely to correct a clerical error in the number of derivative securities beneficially owned following the reported transaction to reflect a 10:1 reverse stock split of the issuer's common stock, which became effective on January 2, 2015.