SEC Form 4 · accession 0001144204-15-030910
HARRISON VICKERS & WATERMAN INC · HVCW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
HVW HOLDINGS LLC
Other
Period of report
Apr 21, 2015
Accepted (ET)
May 14, 2015 · 7:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001472847
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 21, 2015 | S$0 | 87,990,000 | — | D | 9,867 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Preferred StockF4,F2,F3 | — | Apr 21, 2015 | S | 32,300 | D | — | — | Common Stock | — | 0 | D |
Explanation of responses
- F1HVW Holdings LLC sold 87,990,000 shares of common stock to Attitude Drinks Incorporated for $65,000 in a private transaction.
- F2The Series A Preferred Stock is convertible at any time at the holder's election, and has no expiration date.
- F3Each share of Series A Preferred Stock is convertible into 1,000 shares of common stock.
- F4The shares of Series A Preferred Stock were transferred by HVW Holdings LLC to a purchaser in consideration of the sale of Attitude Beer Holding Co. to Harrison Vickers and Waterman Inc.