SEC Form 4 · accession 0001127602-19-008548
First American Financial Corp · FAF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Michael Leavell
Officer — COO of Subsidiary
Period of report
Feb 22, 2019
Accepted (ET)
Feb 26, 2019 · 8:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001472787
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 22, 2019 | A | 45,097 | $0.00 | A | 199,112 | D | |
| Common Stock | Feb 22, 2019 | F | 13,660 | $51.61 | D | 185,452 | D | |
| Common StockF2,F3,F4,F5,F6 | Feb 25, 2019 | F | 5,082 | $51.28 | D | 180,370 | D | |
| Common StockF7 | holding | — | — | — | 1,137 | I | by 401(k) Plan Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Payment of tax liability by withholding securities incident to the vesting of restricted stock units.
- F2Includes 14,309 unvested Restricted Stock Units ("RSUs") acquired pursuant to an original grant of 52,067 RSUs and shares acquired through automatic dividend reinvestment, vesting in four equal annual increments commencing 2/23/17, the first anniversary of the grant.
- F3Includes 24,552 unvested RSUs acquired pursuant to an original grant of 46,131 RSUs and shares acquired through automatic dividend reinvestment, vesting in four equal annual increments commencing 2/22/18, the first anniversary of the grant.
- F4Includes 31,132 unvested RSUs acquired pursuant to an original grant of 40,241 RSUs and shares acquired through automatic dividend reinvestment, vesting in four equal annual increments commencing 2/21/19, the first anniversary of the grant.
- F5Includes 45,097 unvested RSUs acquired pursuant to a grant vesting in four equal increments commencing 2/22/20, the first anniversary of the grant.
- F6Pursuant to a domestic relations agreement, a portion of the reporting person's shares and certain RSUs are held by the reporting person for the benefit of his ex-wife, who will receive either shares or the cash proceeds generated from the sale of applicable shares, after any applicable vesting and/or exercise.
- F7Amount shown consists of shares contributed by issuer as company match, shares purchased for the reporting person's account and shares acquired through automatic reinvestment of dividends paid as reported in most recent account statement in transactions exempt under rules 16a-3(f)(1)(i)(B) and 16b-3(c).