SEC Form 4 · accession 0001127602-17-008431
First American Financial Corp · FAF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis J Gilmore
Officer — Chief Executive Officer · Director
Period of report
Feb 22, 2017
Accepted (ET)
Feb 24, 2017 · 9:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001472787
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 22, 2017 | A | 110,278 | $0.00 | A | 772,295 | D | |
| Common StockF1 | Feb 23, 2017 | S | 100,000 | $39.785 | D | 672,295 | D | |
| Common StockF2,F3,F4,F5,F6,F7 | Feb 23, 2017 | F | 17,904 | $39.79 | D | 654,391 | D | |
| Common StockF8 | holding | — | — | — | 2,343 | I | By 401(k) Plan Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.62 to $39.98, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2Payment of tax liability by withholding securities incident to the vesting of restricted stock units.
- F3Includes 33,186 unvested Restricted Stock Units ("RSUs") acquired pursuant to an original grant of 119,126 RSUs and shares acquired through automatic dividend reinvestment, vesting in four equal annual increments commencing 3/4/14, the first anniversary of the grant.
- F4Includes 42,784 unvested RSUs acquired pursuant to an original grant of 78,380 RSUs and shares acquired through automatic dividend reinvestment, vesting in four equal annual increments commencing 2/27/15, the first anniversary of the grant.
- F5Includes 57,803 unvested RSUs acquired pursuant to an original grant of 72,665 RSUs and shares acquired through automatic dividend reinvestment, vesting in four equal annual increments commencing 2/25/16, the first anniversary of the grant.
- F6Includes 99,697 unvested RSUs acquired pursuant to an original grant of 128,819 RSUs and shares acquired through automatic dividend reinvestment, vesting in four equal annual increments commencing 2/23/17, the first anniversary of the grant.
- F7Includes 110,278 unvested RSUs acquired pursuant to a grant vesting in four equal annual increments commencing 2/22/18, the first anniversary of the grant.
- F8Amount shown consists of shares contributed by issuer as company match, shares purchased for the reporting person's account and shares acquired through automatic reinvestment of dividends paid as reported in most recent account statement in transactions exempt under rules 16a-3(f)(1)(i)(B) and 16b-3(c).