SEC Form 4 · accession 0001127602-17-001035
First American Financial Corp · FAF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Parker S Kennedy
Director
Period of report
Dec 1, 2016
Accepted (ET)
Jan 5, 2017 · 3:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001472787
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 1, 2016 | G | 183 | $0.00 | A | 58,683 | I | By Spouse Via Limited Partnership |
| Common StockF2 | Dec 1, 2016 | G | 183 | $0.00 | A | 463,003 | I | By Limited Partnership |
| Common StockF2 | Dec 1, 2016 | G | 2,153 | $0.00 | D | 460,850 | I | By Limited Partnership |
| Common StockF3,F4,F5 | holding | — | — | — | 154,232 | D | ||
| Common StockF6 | holding | — | — | — | 27,087 | I | by Parent |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents gifts of limited partnership interests.
- F2Includes changes in deemed share ownership resulting from passive changes in partnership interests.
- F3Includes 1,126 unvested Restricted Stock Units ("RSUs") acquired pursuant to an original grant of 3,095 RSUs, and shares acquired through automatic dividend reinvestment, vesting in three equal annual increments commencing 3/20/15, the first anniversary of the grant.
- F4Includes 1,889 unvested RSUs acquired pursuant to an original grant of 2,671 RSUs, and shares acquired through automatic dividend reinvestment, vesting in three equal annual increments commencing 2/25/2016, the first anniversary of the grant.
- F5Includes 2,620 unvested RSUs acquired pursuant to an original grant of 2,541 RSUs, and shares acquired through automatic dividend reinvestment, vesting in three equal annual increments commencing 2/23/17, the first anniversary of the grant.
- F6Pursuant to a Power of Attorney, the reporting person has investment power over these shares held by his mother in a personal account. She does not share a household with the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.