SEC Form 4 · accession 0001127602-16-043427
First American Financial Corp · FAF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth D Degiorgio
Officer — Executive Vice President
Period of report
Feb 23, 2016
Accepted (ET)
Feb 25, 2016 · 8:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001472787
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 23, 2016 | S | 40,000 | $37.00 | D | 363,038 | D | |
| Common StockF1,F2,F3,F4,F5,F6 | Feb 23, 2016 | A | 56,000 | $0.00 | A | 419,038 | D | |
| Common StockF7 | holding | — | — | — | 128 | I | By 401(k) Plan Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 13,066 unvested Restricted Stock Units ("RSUs") acquired pursuant to an original grant of 47,434 RSUs and shares acquired through automatic dividend reinvestment, vesting in four equal annual increments commencing 3/1/13, the first anniversary of the grant made on 2/29/12.
- F2Includes 30,314 unvested RSUs acquired pursuant to an original grant of 56,165 RSUs and shares acquired through automatic dividend reinvestment, vesting in four equal annual increments commencing 3/4/14, the first anniversary of the grant.
- F3Includes 29,680 unvested RSUs acquired pursuant to an original grant of 37,404 RSUs and shares acquired through automatic dividend reinvestment, vesting in four equal annual increments commencing 2/27/15, the first anniversary of the grant.
- F4Includes 37,452 unvested RSUs acquired pursuant to an original grant of 36,440 RSUs and shares acquired through automatic dividend reinvestment, vesting in four equal annual increments commencing 2/25/16, the first anniversary of the grant.
- F5Includes 56,000 unvested RSUs acquired pursuant to a grant vesting in four equal annual increments commencing 2/23/17, the first anniversary of the grant.
- F6The reporting person's receipt of certain shares underlying vested RSUs associated with various grants and related shares acquired through automatic dividend reinvestment have been deferred.
- F7Amount shown consists of shares contributed by issuer as company match, shares purchased for the reporting person's account and shares acquired through automatic reinvestment of dividends paid as reported in most recent account statement in transactions exempt under rules 16a-3(f)(1)(i)(B) and 16b-3(c).