SEC Form 4 · accession 0001127602-15-031633

First American Financial Corp · FAF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Nov 16, 2015

Accepted (ET)

Nov 17, 2015 · 1:15 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001472787

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Nov 16, 2015	M	93,163	$20.40	A	244,631	D
Common Stock^F2,F3,F4,F5	Nov 16, 2015	S	93,163	$37.132	D	151,468	D
Common Stock	holding	—	—		—	461,820	I	By Limited Partnership
Common Stock	holding	—	—		—	58,027	I	By Spouse Via Limited Partnership

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F6	$20.40	Nov 16, 2015	M	93,163	D	Dec 8, 2006	Dec 8, 2015	Common Stock	93,163	0	D

F1This sale was effected pursuant to a Rule 10b5-1 trading plan.
F2The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.92 to $37.51, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3Includes 919 unvested Restricted Stock Units ("RSUs") acquired pursuant to an original grant of 2,571 RSUs, and shares acquired through automatic dividend reinvestment, vesting in three equal annual increments commencing 3/20/14, the first anniversary of the grant.
F4Includes 2,159 unvested RSUs acquired pursuant to an original grant of 3,095 RSUs, and shares acquired through automatic dividend reinvestment, vesting in three equal annual increments commencing 3/20/15, the first anniversary of the grant.
F5Includes 2,725 unvested RSUs acquired pursuant to an original grant of 2,671 RSUs, and shares acquired through automatic dividend reinvestment, vesting in three equal annual increments commencing 2/25/16, the first anniversary of the grant.
F6The vesting schedule of the original option granted by The First American Corporation, vesting in five equal annual increments commencing 12/08/06, the first anniversary of the grant, has been carried over to the issuer options.