SEC Form 4 · accession 0001140361-15-015884
RYU APPAREL INC. · RYUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marcello Leone
Officer — Chief Executive Officer · Director
Period of report
Aug 18, 2014
Accepted (ET)
Apr 20, 2015 · 5:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001472601
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 2,495,961 | D | ||
| Common Stock | holding | — | — | — | 234,343 | I | By Minor Children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $0.30 | Aug 18, 2014 | A | 1,600,000 | A | — | Aug 18, 2024 | Common | 1,600,000 | 1,600,000 | D |
| Warrants (right to buy) | $0.50 | holding | — | — | — | Jun 30, 2013 | Jun 30, 2015 | Common | 780,000 | 780,000 | D |
| Warrants (right to buy) | $0.25 | holding | — | — | — | Nov 5, 2013 | Nov 5, 2013 | Common | 940,114 | 1,720,114 | D |
| Warrants (right to buy) | $0.25 | holding | — | — | — | Feb 3, 2014 | Feb 3, 2017 | Common | 144,856 | 144,856 | I |
Explanation of responses
- F1These options will vest upon positive net cash and net income and shareholder approval of grant.