SEC Form 4 · accession 0001628280-18-011960
R1 RCM INC. · RCM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alex Mandl
Director
Period of report
Sep 14, 2018
Accepted (ET)
Sep 18, 2018 · 8:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001472595
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 14, 2018 | M | 41,270 | $0.00 | A | 241,270 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Sep 14, 2018 | M | 41,270 | D | — | — | Common Stock | 41,270 | 0 | D |
Explanation of responses
- F1Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On September 14, 2017, the reporting person was granted 41,270 RSUs that were previously reported on Table II of Form 4.
- F2Each RSU represents a contingent right to receive one share of the Issuer's common stock.
- F3The RSUs vested in one annual installment on September 14, 2018. Vested shares were delivered to the Reporting Person on September 14, 2018.