SEC Form 4 · accession 0001472595-16-000255
R1 RCM INC. · RCM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Gerard Flanagan
Officer — President, CEO and COO · Director
Period of report
Oct 3, 2016
Accepted (ET)
Oct 5, 2016 · 7:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001472595
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 3, 2016 | F | 3,809 | $2.42 | D | 1,424,196 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $2.42 | Oct 3, 2016 | A | 817,390 | A | — | Oct 3, 2026 | Common Stock | 817,390 | 817,390 | D |
Explanation of responses
- F1The stock options granted will vest and become exercisable in equal annual installments on April 1 of 2017, 2018, 2019 and 2020 based on continued service to the Issuer.