SEC Form 4 · accession 0001472595-16-000140

R1 RCM INC. · RCM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Table I — non-derivative securities

Table II — derivative securities

Explanation of responses

• F1Represents a reduction of shares to satisfy the tax withholding obligations of the Issuer with respect to the vesting of restricted common stock held by the Reporting Person.
• F2As reported by the Reporting Person on Form 4s dated June 3, 2013, July 9, 2015 and December 31, 2015, the Reporting Person received grants aggregating to 1,484,714 shares of restricted common stock that each vest monthly in equal installments. This number reflects the reduction of an aggregate of 125,633 shares of common stock that were used to satisfy monthly tax withholding obligations as a result of the monthly vesting of the restricted common stock held by the Reporting Person since July 3, 2013 and for which Form 4s were inadvertently not filed with respect to the monthly withholding only.
• F3In connection therewith, 6,032 shares of common stock were used to satisfy tax withholding at prices ranging from $1.00 to $1.99, 31,774 shares of common stock were used to satisfy tax withholding at prices ranging from $2.00 to $2.99, 6,474 shares of common stock were used to satisfy tax withholding at prices ranging from $3.00 to $3.99, 23,858 shares of common stock were used to satisfy tax withholding at prices ranging from $5.00 to $5.99, 5,903 shares of common stock were used to satisfy tax withholding at prices ranging from $6.00 to $6.99, 12,386 shares of common stock were used to satisfy tax withholding at prices ranging from $7.00 to $7.99, 24,631 shares of common stock were used to satisfy tax withholding at prices ranging from $8.00 to $8.99, 8,740 shares of common stock were used to satisfy tax withholding at prices ranging from $9.00 to $9.99 and 5,835 shares of common stock were used to satisfy tax withholding at prices ranging from $10.00 to $10.99.