SEC Form 4 · accession 0001472595-16-000136

R1 RCM INC. · RCM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Table I — non-derivative securities

Table II — derivative securities

Explanation of responses

• F1Represents a reduction of shares to satisfy the tax withholding obligations of the Issuer with respect to the vesting of restricted common stock held by the Reporting Person.
• F2As reported by the Reporting Person on Form 4s dated July 21, 2014, July 9, 2015 and December 31, 2015, the Reporting Person received grants aggregating to 2,578,067 shares of restricted common stock. This number reflects the reduction of an aggregate of 61,950 shares of common stock that were used to satisfy tax withholding obligations as a result of the vesting of the restricted common stock held by the Reporting Person since July 10, 2015 and for which Form 4s were inadvertently not filed with respect to the withholding only. In connection therewith, 2,024 shares of common stock were used to satisfy tax withholding at prices ranging from $1.00 to $1.99, 51,830 shares of common stock were used to satisfy tax withholding at prices ranging from $2.00 to $2.99, 2,024 shares of common stock were used to satisfy tax withholding at prices ranging from $3.00 to $3.99 and 6,072 shares of common stock were used to satisfy tax withholding at prices ranging from $5.00 to $5.99.