SEC Form 4 · accession 0001472343-17-000041
Roka BioScience, Inc. · ROKA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas J Valeriani
Director
Period of report
Jun 28, 2017
Accepted (ET)
Jun 30, 2017 · 9:26 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001472343
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $2.55 | Jun 28, 2017 | A | 3,000 | A | Jun 28, 2018 | Jun 27, 2027 | Common Stock | 3,000 | 3,000 | D |