SEC Form 4 · accession 0001209191-16-129558
Roka BioScience, Inc. · ROKA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
M James Barrett
Director · 10% Owner
Period of report
Jun 22, 2016
Accepted (ET)
Jun 24, 2016 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001472343
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $0.68 | Jun 22, 2016 | A | 30,000 | D | Jun 22, 2017 | Jun 21, 2026 | Common Stock | 30,000 | 30,000 | D |