SEC Form 4 · accession 0001140361-15-024122
Athens Bancshares Corp · AFCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay Leggett Jr.
Other
Period of report
Jun 11, 2015
Accepted (ET)
Jun 12, 2015 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001472093
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 11, 2015 | M | 20,829 | $11.50 | A | 50,361 | D | |
| Common Stock | Jun 11, 2015 | F | 8,955 | $26.75 | D | 41,406 | D | |
| Common StockF2 | holding | — | — | — | 22,581 | I | By 401(k) | |
| Common StockF2 | holding | — | — | — | 3,622 | I | By ESOP | |
| Common Stock | holding | — | — | — | 4,408 | I | By Son | |
| Common StockF1,F3 | holding | — | — | — | 3,331 | I | By Stock Award |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $11.50 | Jun 11, 2015 | M | 20,829 | A | Dec 15, 2011 | Dec 15, 2020 | Common Stock | 20,829 | 20,829 | D |
Explanation of responses
- F1Since the reporting person's last report 13,332 shares previously held through Stock Award have vested and are now held directly.
- F2Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F3Stock Awards granted pursuant to the Athens Bancshares Corporation 2010 Equity Incentive Plan vest in five approximately equal annual installments commencing on January 19, 2012.
- F4Stock Options granted pursuant to the Athens Bancshares Corporation 2010 Equity Incentive Plan vest in five approximately equal annual installments commencing December 15, 2011.