SEC Form 4 · accession 0001140361-15-012158
Athens Bancshares Corp · AFCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elaine M Cathcart
Director
Period of report
Mar 11, 2015
Accepted (ET)
Mar 17, 2015 · 1:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001472093
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 11, 2015 | G | 1,200 | $0.00 | D | 37,907 | D | |
| Common Stock | holding | — | — | — | 5,500 | I | By IRA | |
| Common Stock | holding | — | — | — | 13,400 | I | By Spouse | |
| Common Stock | holding | — | — | — | 6,600 | I | By Spouse IRA | |
| Common StockF1,F2 | holding | — | — | — | 953 | I | By Stock Award |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $11.50 | holding | — | — | — | Dec 15, 2011 | Dec 15, 2020 | Common Stock | 4,761 | 4,761 | D |
Explanation of responses
- F1Since the reporting person's last report 952 shares previously held through Stock Award have vested and are now held directly.
- F2Stock Awards granted pursuant to the Athens Bancshares Corporation 2010 Equity Incentive Plan vest in five approximately equal annual installments commencing on January 19, 2012.
- F3Stock Options granted pursuant to the Athens Bancshares Corporation 2010 Equity Incentive Plan vest in five approximately equal annual installments commencing December 15, 2011.