SEC Form 3 · accession 0001615774-18-003374
Gopher Protocol Inc. · GOPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Pickard
Officer — Chief Financial Officer
Period of report
Apr 16, 2018
Accepted (ET)
May 7, 2018 · 12:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471781
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 250,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $2.80 | holding | — | — | — | Apr 16, 2018 | Apr 16, 2023 | Common Stock | 500,000 | — | D |
Explanation of responses
- F1The Company granted Mr. Pickard a Stock Option to acquire 500,000 shares of common stock of the Company at an exercise price of $2.80 per share for a period of five years. The Stock Options vest in tranches of 100,000 shares commencing on the one-year anniversary and continuing thereafter on an annual basis or in full in the event of a change of control.