SEC Form 4 · accession 0001673682-18-000002
Northwest Bancshares, Inc. · NWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan P Scalise
Officer — EVP Business Development
Period of report
Jan 26, 2018
Accepted (ET)
Jan 30, 2018 · 9:42 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471265
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. | Jan 26, 2018 | X | 16,800 | $12.32 | A | 35,202 | D | |
| Northwest Bancshares, Inc. | Jan 26, 2018 | X | 2,372 | $11.70 | A | 37,574 | D | |
| Northwest Bancshares, Inc.F1 | Jan 26, 2018 | S | 19,172 | $17.0124 | D | 18,402 | D | |
| Northwest Bancshares, Inc.F2 | holding | — | — | — | 25,309 | I | 401-K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $12.32 | Jan 26, 2018 | X | 16,800 | D | May 18, 2011 | May 18, 2021 | Northwest Bancshares, Inc. common stock | 16,800 | 7,200 | D |
| Stock Options (Right to Buy) | $11.70 | Jan 26, 2018 | X | 2,372 | D | May 23, 2012 | May 23, 2022 | Northwest Bancshares, Inc. Common stock | 2,372 | 2,370 | D |
Explanation of responses
- F1Average price of 11 lots with a high of $17.04 and a low of $17.00.
- F2Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended