SEC Form 4 · accession 0001673682-16-000008
Northwest Bancshares, Inc. · NWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan P Scalise
Officer — EVP Business Development
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 3:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471265
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. | Nov 14, 2016 | X | 1,124 | $9.79 | A | 19,723 | D | |
| Northwest Bancshares, Inc. | Nov 14, 2016 | X | 1,124 | $7.48 | A | 20,847 | D | |
| Northwest Bancshares, Inc. | Nov 14, 2016 | X | 1,828 | $11.49 | A | 22,675 | D | |
| Northwest Bancshares, Inc. | Nov 14, 2016 | X | 4,644 | $12.12 | A | 27,319 | D | |
| Northwest Bancshares, Inc.F1 | Nov 14, 2016 | S | 8,720 | $17.983 | D | 18,599 | D | |
| Northwest Bancshares, Inc.F2 | holding | — | — | — | 33,331 | I | 401-K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $9.79 | Nov 14, 2016 | X | 1,124 | D | Nov 19, 2009 | Nov 19, 2018 | Northwest Bancshares, Inc. common stock | 3,937 | 0 | D |
| Stock Options (Right to Buy) | $7.48 | Nov 14, 2016 | X | 1,124 | D | Feb 18, 2010 | Feb 18, 2019 | Northwest Bancshares, Inc. Common stock | 3,937 | 0 | D |
| Stock options (Right to BUy) | $11.49 | Nov 14, 2016 | X | 1,828 | D | Jan 20, 2011 | Jan 20, 2020 | Northwest Bancvshares, Inc. Common stock | 6,400 | 914 | D |
| Stock Options (Right to Buy) | $12.12 | Nov 14, 2016 | X | 4,644 | D | Jan 19, 2012 | Jan 19, 2021 | Northwest Bancshares, Inc. Common stock | 6,500 | 1,856 | D |
Explanation of responses
- F1Average price of 20 lots with a high of $18.03 and a low of $17.935.
- F2Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended