SEC Form 4 · accession 0001621798-18-000003
Northwest Bancshares, Inc. · NWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Townsend
Officer — EVP, Chief Risk Officer
Period of report
Aug 27, 2018
Accepted (ET)
Aug 29, 2018 · 9:12 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471265
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. Common Stock | Aug 27, 2018 | M | 2,040 | $13.15 | A | 24,100 | D | |
| Northwest Bancshares, Inc. Common Stock | Aug 27, 2018 | M | 2,220 | $12.37 | A | 26,320 | D | |
| Northwest Bancshares, Inc. Common Stock | Aug 27, 2018 | M | 3,744 | $14.15 | A | 30,064 | D | |
| Northwest Bancshares, Inc. Common Stock | Aug 27, 2018 | M | 2,496 | $15.57 | A | 32,560 | D | |
| Northwest Bancshares, Inc. Common StockF1 | Aug 27, 2018 | S | 10,500 | $18.4026 | D | 22,060 | D | |
| Northwest Bancshares, Inc. Common StockF2 | holding | — | — | — | 4,945 | I | 401-K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $13.15 | Aug 27, 2018 | M | 2,040 | D | May 21, 2014 | May 21, 2024 | Common Stock | 2,040 | 2,040 | D |
| Stock Options (Right to Buy) | $12.37 | Aug 27, 2018 | M | 2,220 | D | May 20, 2015 | May 20, 2025 | Common Stock | 2,220 | 3,330 | D |
| Stock Options (Right to Buy) | $14.15 | Aug 27, 2018 | M | 3,744 | D | May 18, 2016 | May 18, 2026 | Common Stock | 3,744 | 8,736 | D |
| Stock Options (Right to Buy) | $15.57 | Aug 27, 2018 | M | 2,496 | D | May 17, 2017 | May 17, 2027 | Common Stock | 2,496 | 9,984 | D |
Explanation of responses
- F1Average price of 14 lots with a high of $18.425 and a low of $18.37.
- F2Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.