SEC Form 4 · accession 0001621748-16-000005
Northwest Bancshares, Inc. · NWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard K Laws
Officer — EVP Chief Legal Counsel
Period of report
Nov 29, 2016
Accepted (ET)
Nov 30, 2016 · 2:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471265
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. Common Stock | Nov 29, 2016 | X | 1,632 | $12.44 | A | 17,052 | D | |
| Northwest Bancshares, Inc. Common Stock | Nov 29, 2016 | X | 2,448 | $13.15 | A | 19,500 | D | |
| Northwest Bancshares, Inc. Common Stock | Nov 29, 2016 | X | 1,632 | $12.37 | A | 21,132 | D | |
| Northwest Bancshares, Inc. Common Stock | Nov 29, 2016 | X | 1,248 | $14.15 | A | 22,380 | D | |
| Northwest Bancshares, Inc. Common StockF1 | Nov 29, 2016 | S | 6,960 | $18.2085 | D | 15,420 | D | |
| Northwest Bancshares, Inc. Common StockF2 | Nov 29, 2016 | S | 1,722 | $18.2009 | D | 13,698 | D | |
| Northwest Bancshares, Inc. Common StockF3 | holding | — | — | — | 2,649 | I | 401-k |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $12.44 | Nov 29, 2016 | X | 1,632 | D | May 15, 2013 | May 15, 2023 | Common Stock | 4,080 | 2,448 | D |
| Stock Options (Right to Buy) | $13.15 | Nov 29, 2016 | X | 2,448 | D | May 21, 2014 | May 21, 2024 | Common Stock | 8,160 | 5,712 | D |
| Stock Options (Right to Buy) | $12.37 | Nov 29, 2016 | X | 1,632 | D | May 20, 2015 | May 20, 2025 | Common Stock | 8,160 | 6,528 | D |
| Stock Options (Right to Buy) | $14.15 | Nov 29, 2016 | X | 1,248 | D | May 18, 2016 | May 18, 2026 | Common Stock | 12,480 | 11,232 | D |
Explanation of responses
- F1Average price of 47 lots with a high of $18.225 and a low of $18.20.
- F2Average price of 9 lots with a high of $18.21 and a low of $18.20.
- F3Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.