SEC Form 4 · accession 0001548107-19-000002
Northwest Bancshares, Inc. · NWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julia W McTavish
Officer — Exec. V.P., Human Resources
Period of report
Jan 24, 2019
Accepted (ET)
Jan 25, 2019 · 3:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471265
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. Common Stock | Jan 24, 2019 | M | 9,810 | $7.48 | A | 74,752 | D | |
| Northwest Bancshares, Inc. Common StockF1 | Jan 24, 2019 | S | 9,810 | $17.885 | D | 64,942 | D | |
| Northwest Bancshares, Inc. Common StockF2 | holding | — | — | — | 30,483 | I | 401-K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $7.48 | Jan 24, 2019 | M | 9,810 | D | Feb 18, 2009 | Feb 18, 2019 | Common Stock | 9,810 | 0 | D |
Explanation of responses
- F1Average price of 6 lots with a high of $17.90 and a low of $17.85.
- F2Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.