SEC Form 4 · accession 0001548107-16-000009
Northwest Bancshares, Inc. · NWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julia W McTavish
Officer — Exec. V. P., Human Resources
Period of report
Nov 15, 2016
Accepted (ET)
Nov 17, 2016 · 12:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471265
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. | Nov 15, 2016 | X | 2,250 | $11.51 | A | 54,054 | D | |
| Northwest Bancshares, Inc.F1 | Nov 15, 2016 | S | 2,250 | $17.7463 | D | 51,804 | D | |
| Northwest Bancshares, Inc. | Nov 15, 2016 | X | 5,625 | $11.12 | A | 57,429 | D | |
| Northwest Bancshares, Inc. | Nov 15, 2016 | X | 10,125 | $9.79 | A | 67,554 | D | |
| Northwest Bancshares, Inc. | Nov 15, 2016 | X | 717 | $9.79 | A | 68,271 | D | |
| Northwest Bancshares, Inc.F2 | Nov 15, 2016 | S | 16,467 | $17.9243 | D | 51,804 | D | |
| Northwest Bancshares, Inc.F3 | holding | — | — | — | 947 | I | Custodian For Daughter | |
| Northwest Bancshares, Inc.F4 | holding | — | — | — | 29,422 | I | 401-K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $11.51 | Nov 15, 2016 | X | 2,250 | D | Jan 17, 2008 | Jan 17, 2017 | Common Stock | 2,250 | 0 | D |
| Stock Options (Right to Buy) | $11.12 | Nov 15, 2016 | X | 5,625 | D | Jan 16, 2009 | Jan 16, 2018 | Common Stock | 5,625 | 0 | D |
| Stock Options (Right to Buy) | $9.79 | Nov 15, 2016 | X | 10,125 | D | Nov 19, 2009 | Nov 19, 2018 | Common Stock | 10,125 | 0 | D |
| Stock Options (Right to Buy) | $9.79 | Nov 15, 2016 | X | 717 | D | Nov 19, 2009 | Nov 19, 2018 | Common Stock | 717 | 0 | D |
Explanation of responses
- F1Average price of 3 lots with a high of $17.747 and a low of $17.74.
- F2Average price of 19 lots with a high of $17.96 and a low of $17.87.
- F3Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F4Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.