SEC Form 4 · accession 0001518792-18-000003
Northwest Bancshares, Inc. · NWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sonia M. Probst
Director
Period of report
Oct 31, 2018
Accepted (ET)
Nov 1, 2018 · 3:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471265
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. Common Stock | Oct 31, 2018 | M | 6,000 | $12.12 | A | 39,916 | D | |
| Northwest Bancshares, Inc.F1,F2 | Oct 31, 2018 | F | 4,506 | $16.14 | D | 35,410 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $12.12 | Oct 31, 2018 | M | 6,000 | D | Jan 19, 2011 | Jan 19, 2021 | Common Stock | 6,000 | 0 | D |
Explanation of responses
- F1Constructively exchanged 4,506 shares to exercise 6,000 options. The number of shares issued was 1,494.
- F2Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.