SEC Form 4 · accession 0001478105-18-000005
Northwest Bancshares, Inc. · NWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald J Ritzert
Officer — EVP Finance and Controller
Period of report
Mar 6, 2018
Accepted (ET)
Mar 7, 2018 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471265
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. | Mar 6, 2018 | X | 1,285 | $12.12 | A | 36,342 | D | |
| Northwest Bancshares, Inc. | Mar 6, 2018 | S | 1,285 | $16.6543 | D | 35,057 | D | |
| Northwest Bancshares, Inc. | holding | — | — | — | 678 | I | Wife's IRA | |
| Northwest Bancshares, Inc.F1 | holding | — | — | — | 20,737 | I | 401-K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $12.12 | Mar 6, 2018 | X | 1,285 | D | Jan 19, 2012 | Jan 19, 2021 | Common Stock | 1,285 | 0 | D |
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.