SEC Form 4 · accession 0001478105-17-000002
Northwest Bancshares, Inc. · NWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald J Ritzert
Officer — EVP Finance and Controller
Period of report
Feb 15, 2017
Accepted (ET)
Feb 16, 2017 · 3:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471265
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. | Feb 15, 2017 | X | 1,285 | $11.49 | A | 142,691 | D | |
| Northwest Bancshares, Inc. | Feb 15, 2017 | X | 7,715 | $12.12 | A | 150,406 | D | |
| Northwest Bancshares, Inc. | Feb 15, 2017 | X | 20,400 | $12.32 | A | 170,806 | D | |
| Northwest Bancshares, Inc. | Feb 15, 2017 | X | 4,080 | $11.70 | A | 174,886 | D | |
| Northwest Bancshares, Inc. | Feb 15, 2017 | X | 3,264 | $12.44 | A | 178,150 | D | |
| Northwest Bancshares, Inc. | Feb 15, 2017 | X | 2,448 | $13.15 | A | 180,598 | D | |
| Northwest Bancshares, Inc. | Feb 15, 2017 | X | 2,496 | $12.37 | A | 183,094 | D | |
| Northwest Bancshares, Inc. | Feb 15, 2017 | X | 1,248 | $14.15 | A | 184,342 | D | |
| Northwest Bancshares, Inc.F1 | Feb 15, 2017 | S | 42,936 | $17.6412 | D | 141,406 | D | |
| Northwest Bancshares, Inc. | holding | — | — | — | 678 | I | Wife's IRA | |
| Northwest Bancshares, Inc.F2 | holding | — | — | — | 19,266 | I | 401-K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $11.49 | Feb 15, 2017 | X | 1,285 | D | Jan 20, 2011 | Jan 20, 2020 | Common Stock | 1,285 | 0 | D |
| Stock Options (Right to Buy) | $12.12 | Feb 15, 2017 | X | 7,715 | D | Jan 19, 2012 | Jan 19, 2021 | Common stock | 9,000 | 1,285 | D |
| Stock Options (Right to Buy) | $12.32 | Feb 15, 2017 | X | 20,400 | D | May 18, 2011 | May 18, 2021 | Common Stock | 20,400 | 13,600 | D |
| Stock Options (Right to Buy) | $11.70 | Feb 15, 2017 | X | 4,080 | D | May 23, 2012 | May 23, 2022 | Common Stock | 4,080 | 4,080 | D |
| Stock Options (Right to Buy) | $12.44 | Feb 15, 2017 | X | 3,264 | D | May 15, 2013 | May 15, 2023 | Common Stock | 3,264 | 4,896 | D |
| Stock Options (Right to Buy) | $13.15 | Feb 15, 2017 | X | 2,448 | D | May 21, 2014 | May 21, 2024 | Common Stock | 2,448 | 5,712 | D |
| Stock Options (Right to Buy) | $12.37 | Feb 15, 2017 | X | 2,496 | D | May 20, 2015 | May 20, 2025 | Common Stock | 2,496 | 9,984 | D |
| Stock Options (Right to Buy) | $14.15 | Feb 15, 2017 | X | 1,248 | D | May 18, 2016 | May 18, 2026 | Common Stock | 1,248 | 11,232 | D |
Explanation of responses
- F1Average price of 21 lots with a low price of $17.59 and a high price of $17.675.
- F2Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.