SEC Form 4 · accession 0001478105-16-000014
Northwest Bancshares, Inc. · NWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Gerald J Ritzert
Officer — EVP Finance and Controller
Period of report
Nov 15, 2016
Accepted (ET)
Nov 16, 2016 · 3:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471265
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. | Nov 15, 2016 | X | 2,892 | $7.48 | A | 144,298 | D | |
| Northwest Bancshares, Inc. | Nov 15, 2016 | X | 7,715 | $11.49 | A | 152,013 | D | |
| Northwest Bancshares, Inc.F1 | Nov 15, 2016 | S | 10,607 | $17.584 | D | 141,406 | D | |
| Northwest Bancshares, Inc. | holding | — | — | — | 678 | I | Wife's IRA | |
| Northwest Bancshares, Inc.F2 | holding | — | — | — | 18,744 | I | 401-K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $7.48 | Nov 15, 2016 | X | 2,892 | D | Feb 18, 2010 | Feb 18, 2019 | Common Stock | 10,125 | 0 | D |
| Stock Options (Right to Buy) | $11.49 | Nov 15, 2016 | X | 7,715 | D | Jan 20, 2011 | Jan 20, 2020 | Common stock | 9,000 | 1,285 | D |
Explanation of responses
- F1Average price of 16 lots with a low price of $17.55 and a high price of $17.61.
- F2Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.