SEC Form 4 · accession 0001478105-16-000013
Northwest Bancshares, Inc. · NWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald J Ritzert
Officer — EVP Finance and Controller
Period of report
May 26, 2016
Accepted (ET)
May 27, 2016 · 2:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471265
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. | May 26, 2016 | X | 10,125 | $9.79 | A | 51,531 | D | |
| Northwest Bancshares, Inc.F2,F1 | May 26, 2016 | S | 10,125 | $14.7384 | D | 41,406 | D | |
| Northwest Bancshares, Inc. | holding | — | — | — | 678 | I | Wife's IRA | |
| Northwest Bancshares, Inc.F3 | holding | — | — | — | 13,362 | I | 401-K | |
| Northwest Bancshares, Inc.F4 | holding | — | — | — | 3,633 | I | ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $9.79 | May 26, 2016 | X | 10,125 | D | Nov 19, 2009 | Nov 19, 2018 | Common Stock | 10,125 | 0 | D |
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F2Average price of 10 lots with a low price of $14.695 and a high price of $14.755.
- F3Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F4Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.