SEC Form 4 · accession 0001478105-16-000009
Northwest Bancshares, Inc. · NWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald J Ritzert
Officer — EVP Finance and Controller
Period of report
May 11, 2016
Accepted (ET)
May 12, 2016 · 3:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471265
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. | May 11, 2016 | X | 3,937 | $11.51 | A | 39,493 | D | |
| Northwest Bancshares, Inc. | May 11, 2016 | X | 10,124 | $11.12 | A | 49,617 | D | |
| Northwest Bancshares, Inc.F2,F1 | May 11, 2016 | S | 14,061 | $14.2369 | D | 35,556 | D | |
| Northwest Bancshares, Inc. | holding | — | — | — | 678 | I | Wife's IRA | |
| Northwest Bancshares, Inc.F3 | holding | — | — | — | 13,177 | I | 401-K | |
| Northwest Bancshares, Inc.F4 | holding | — | — | — | 3,596 | I | ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $11.51 | May 11, 2016 | X | 3,937 | D | Jan 17, 2008 | Jan 17, 2017 | Common Stock | 3,937 | 0 | D |
| Stock Options (Right to Buy) | $11.12 | May 11, 2016 | X | 6,592 | D | Jan 16, 2008 | Jan 16, 2018 | Common Stock | 6,592 | 0 | D |
| Stock Options (Right to Buy) | $11.12 | May 11, 2016 | X | 3,532 | D | Jan 16, 2009 | Jan 16, 2018 | Common Stock | 3,532 | 0 | D |
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F2Average price of 21 lots with a low price of $14.18 and a high price of $14.305.
- F3Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F4Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.