SEC Form 4 · accession 0001478105-15-000006
Northwest Bancshares, Inc. · NWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald J Ritzert
Officer — EVP Finance and Controller
Period of report
Aug 13, 2015
Accepted (ET)
Aug 13, 2015 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471265
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. | Aug 13, 2015 | X | 3,937 | $9.86 | A | 39,493 | D | |
| Northwest Bancshares, Inc.F1 | Aug 13, 2015 | S | 3,937 | $12.62 | D | 35,556 | D | |
| Northwest Bancshares, Inc. | holding | — | — | — | 678 | I | Wife's IRA | |
| Northwest Bancshares, Inc.F2 | holding | — | — | — | 11,687 | I | 401-K | |
| Northwest Bancshares, Inc.F3 | holding | — | — | — | 3,163 | I | ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $9.86 | Aug 13, 2015 | X | 3,937 | D | Jan 18, 2006 | Jan 18, 2016 | Common Stock | 3,937 | 0 | D |
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F2Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F3Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.