SEC Form 4 · accession 0001399679-19-000002
Northwest Bancshares, Inc. · NWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip M Tredway
Director
Period of report
Feb 8, 2019
Accepted (ET)
Feb 11, 2019 · 9:36 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471265
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. Common Stock | Feb 8, 2019 | M | 6,000 | $11.49 | A | 25,470 | D | |
| Northwest Bancshares, Inc. Common Stock | Feb 8, 2019 | M | 6,000 | $12.12 | A | 31,470 | D | |
| Northwest Bancshares, Inc. Common Stock | Feb 8, 2019 | M | 24,000 | $12.32 | A | 55,470 | D | |
| Northwest Bancshares, Inc. Common StockF1 | Feb 8, 2019 | S | 39,210 | $17.9728 | D | 16,260 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $11.49 | Feb 8, 2019 | M | — | D | Jan 20, 2010 | Jan 20, 2020 | Common Stock | 6,000 | 0 | D |
| Stock Options (Right to Buy) | $12.12 | Feb 8, 2019 | M | 6,000 | D | Jan 19, 2011 | Jan 19, 2021 | Common Stock | 6,000 | 0 | D |
| Stock Options (Right to Buy) | $12.32 | Feb 8, 2019 | M | 24,000 | D | May 18, 2011 | May 18, 2021 | Common Stock | 24,000 | 6,000 | D |
Explanation of responses
- F1Average price of 14 lots with a high of $18.05 and a low of $17.91.