SEC Form 4 · accession 0001399679-16-000008
Northwest Bancshares, Inc. · NWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip M Tredway
Director
Period of report
Nov 21, 2016
Accepted (ET)
Nov 22, 2016 · 4:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471265
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. Common Stock | Nov 21, 2016 | X | 4,500 | $12.48 | A | 35,384 | D | |
| Northwest Bancshares, Inc. Common Stock | Nov 21, 2016 | X | 6,750 | $9.79 | A | 42,134 | D | |
| Northwest Bancshares, Inc. Common Stock | Nov 21, 2016 | X | 6,750 | $7.48 | A | 48,884 | D | |
| Northwest Bancshares, Inc. Common StockF1 | Nov 21, 2016 | S | 9,750 | $17.8061 | D | 39,134 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $12.48 | Nov 21, 2016 | X | 4,500 | D | Jun 20, 2008 | Jun 20, 2017 | Common Stock | 4,500 | 0 | D |
| Stock Options (Right to Buy) | $9.79 | Nov 21, 2016 | X | 6,750 | D | Nov 19, 2009 | Nov 19, 2018 | Common Stock | 6,750 | 0 | D |
| Stock Options (Right to Buy) | $7.48 | Nov 21, 2016 | X | 6,750 | D | Feb 18, 2010 | Feb 18, 2019 | Common Stock | 6,750 | 0 | D |
Explanation of responses
- F1Average price of 7 lots with a high of $17.82 and a low of $17.79.