SEC Form 4 · accession 0001386958-17-000005
Northwest Bancshares, Inc. · NWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Young
Officer — EVP Chief Information Officer
Period of report
Sep 14, 2017
Accepted (ET)
Sep 14, 2017 · 3:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471265
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. | Sep 14, 2017 | X | 5,625 | $9.79 | A | 60,254 | D | |
| Northwest Bancshares, Inc.F1,F2 | Sep 14, 2017 | S | 5,625 | $16.177 | D | 54,629 | D | |
| Northwest Bancshares, Inc.F3 | holding | — | — | — | 5,921 | I | IRA | |
| Northwest Bancshares, Inc.F4 | holding | — | — | — | 14,501 | I | 401-K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $9.79 | Sep 14, 2017 | X | 5,625 | D | Nov 19, 2009 | Nov 19, 2018 | Common Stock | 5,625 | 0 | D |
Explanation of responses
- F1Average price of 9 lots with a high of $16.195 and a low of $16.16.
- F2Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F3Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F4Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.