SEC Form 4/A · accession 0001386958-16-000008
Northwest Bancshares, Inc. · NWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Andrew Young
Officer — EVP Chief Information Officer
Period of report
May 18, 2016
Accepted (ET)
Aug 31, 2016 · 2:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471265
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. Common StockF1,F2 | May 18, 2016 | A | 5,850 | $14.51 | A | 48,676 | D | |
| Northwest Bancshares, Inc. Common StockF3 | holding | — | — | — | 5,645 | I | IRA | |
| Northwest Bancshares, Inc. Common StockF2 | holding | — | — | — | 8,303 | I | 401-K | |
| Northwest Bancshares, Inc. Common StockF5 | holding | — | — | — | 3,727 | I | ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F4 | $14.15 | May 18, 2016 | A | 12,480 | A | May 18, 2016 | May 18, 2026 | Common Stock | 12,480 | 12,480 | D |
Explanation of responses
- F1One tenth of this grant of RRP shares will vest each year beginning May 18, 2016 and on each May 18th thereafter through May 18, 2025.
- F2Reflects Transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F3Reflects Transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F4One tenth of this grant of stock options will vest each year beginning May 18, 2016 and on each May 18th thereafter through May 18, 2025.
- F5Reflects Transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.