SEC Form 4 · accession 0001386958-16-000006
Northwest Bancshares, Inc. · NWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Young
Officer — EVP Chief Information Officer
Period of report
Jun 14, 2016
Accepted (ET)
Jun 16, 2016 · 9:07 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471265
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. | Jun 14, 2016 | X | 5,625 | $11.51 | A | 56,111 | D | |
| Northwest Bancshares, Inc.F1,F2 | Jun 14, 2016 | S | 8,425 | $14.3668 | D | 47,686 | D | |
| Northwest Bancshares, Inc.F3 | holding | — | — | — | 5,645 | I | IRA | |
| Northwest Bancshares, Inc.F4 | holding | — | — | — | 8,341 | I | 401-K | |
| Northwest Bancshares, Inc.F5 | holding | — | — | — | 3,727 | I | ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $11.51 | Jun 14, 2016 | X | 5,625 | D | Jan 17, 2008 | Jan 17, 2017 | Common Stock | 5,625 | 0 | D |
Explanation of responses
- F1Average price of 6 lots with a high of $14.374 and a low of $14.36.
- F2Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F3Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F4Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F5Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.