SEC Form 4 · accession 0001371941-15-000002
Northwest Bancshares, Inc. · NWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael G Smelko
Officer — Exec. V.P., Chief Credit Off.
Period of report
Nov 20, 2015
Accepted (ET)
Nov 23, 2015 · 3:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471265
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. Common Stock | Nov 20, 2015 | X | 2,812 | $9.86 | A | 58,226 | D | |
| Northwest Bancshares, Inc. Common Stock | Nov 20, 2015 | S | 2,030 | $13.7442 | D | 56,196 | D | |
| Northwest Bancshares, Inc. Common Stock | holding | — | — | — | 1,019 | I | Wife's IRA | |
| Northwest Bancshares, Inc. Common StockF1 | holding | — | — | — | 6,998 | I | 401-K | |
| Northwest Bancshares, Inc. Common StockF2 | holding | — | — | — | 7,710 | I | ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $9.86 | Nov 20, 2015 | X | 2,812 | D | Jan 18, 2007 | Jan 18, 2016 | Common Stock | 2,812 | 0 | D |
Explanation of responses
- F1Reflects transactions that are not reportable pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F2Reflects transactions that are not reportable pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.