SEC Form 4 · accession 0001343102-17-000001
Northwest Bancshares, Inc. · NWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David E Westerburg
Officer — EVP Chief Operations Officer
Period of report
Mar 2, 2017
Accepted (ET)
Mar 6, 2017 · 11:54 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471265
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. | Mar 2, 2017 | X | 484 | $11.49 | A | 29,105 | D | |
| Northwest Bancshares, Inc. | Mar 2, 2017 | X | 97 | $12.12 | A | 29,202 | D | |
| Northwest Bancshares, Inc. | Mar 2, 2017 | X | 8,406 | $12.32 | A | 37,608 | D | |
| Northwest Bancshares, Inc. | Mar 2, 2017 | X | 2,802 | $11.70 | A | 40,410 | D | |
| Northwest Bancshares, Inc. | Mar 2, 2017 | X | 2,675 | $12.44 | A | 43,085 | D | |
| Northwest Bancshares, Inc. | Mar 2, 2017 | X | 2,679 | $13.15 | A | 45,764 | D | |
| Northwest Bancshares, Inc. | Mar 2, 2017 | X | 2,496 | $12.37 | A | 48,260 | D | |
| Northwest Bancshares, Inc. | Mar 2, 2017 | X | 1,248 | $14.15 | A | 49,508 | D | |
| Northwest Bancshares, Inc.F1 | Mar 2, 2017 | S | 20,887 | $18.3399 | D | 28,621 | D | |
| Northwest Bancshares, Inc.F2 | holding | — | — | — | 22,887 | I | 401-K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $11.49 | Mar 2, 2017 | X | 484 | D | Jan 20, 2011 | Jan 20, 2020 | Common Stock | 1,767 | 1,285 | D |
| Stock Options (Right to Buy) | $12.12 | Mar 2, 2017 | X | 97 | D | Jan 19, 2012 | Jan 19, 2021 | Common Stock | 2,667 | 2,570 | D |
| Stock Options (Right to Buy) | $12.32 | Mar 2, 2017 | X | 8,406 | D | May 18, 2012 | Aug 18, 2021 | Common Stock | 22,006 | 13,600 | D |
| Stock Options (Right to Buy) | $11.70 | Mar 2, 2017 | X | 2,802 | D | May 23, 2012 | May 23, 2022 | Common Stock | 8,160 | 5,358 | D |
| Stock Options (Right to Buy) | $12.44 | Mar 2, 2017 | X | 2,675 | D | May 15, 2013 | May 15, 2023 | Common Stock | 8,160 | 5,485 | D |
| Stock Options (Right to Buy) | $13.15 | Mar 2, 2017 | X | 2,679 | D | May 21, 2014 | May 21, 2024 | Common Stock | 8,925 | 6,246 | D |
| Stock Options (Right to Buy) | $12.37 | Mar 2, 2017 | X | 2,496 | D | May 20, 2015 | May 20, 2025 | Common Stock | 12,480 | 9,984 | D |
| Stock Options (Right to Buy) | $14.15 | Mar 2, 2017 | X | 1,248 | D | May 18, 2016 | May 18, 2026 | Common Stock | 12,480 | 11,232 | D |
Explanation of responses
- F1Average price of 37 lots with a high of $18.52 and a low of $18.09.
- F2Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.