SEC Form 4 · accession 0001204556-19-000002
Northwest Bancshares, Inc. · NWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven G Fisher
Officer — Sr. EVP-Chief Revenue Officer
Period of report
Feb 28, 2019
Accepted (ET)
Mar 4, 2019 · 3:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471265
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. Common Stock | Feb 28, 2019 | M | 2,885 | $11.49 | A | 164,873 | D | |
| Northwest Bancshares, Inc. Common Stock | Feb 28, 2019 | M | 2,231 | $12.12 | A | 167,104 | D | |
| Northwest Bancshares, Inc. Common Stock | Feb 28, 2019 | M | 30,089 | $12.32 | A | 197,193 | D | |
| Northwest Bancshares, Inc. Common StockF1 | Feb 28, 2019 | S | 35,205 | $18.6895 | D | 161,988 | D | |
| Northwest Bancshares, Inc. Common Stock | holding | — | — | — | 22,500 | I | wife | |
| Northwest Bancshares, Inc. Common Stock | holding | — | — | — | 4,275 | I | Inherited Beneficiary IRA | |
| Northwest Bancshares, Inc. Common Stock | holding | — | — | — | 6,080 | I | Son and wife JT | |
| Northwest Bancshares, Inc. Common StockF2 | holding | — | — | — | 133,328 | I | 401-K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $11.49 | Feb 28, 2019 | M | 2,885 | D | Jan 20, 2011 | Jan 20, 2020 | Common Stock | 2,885 | 0 | D |
| Stock Options (Right to Buy) | $12.12 | Feb 28, 2019 | M | 2,231 | D | Jan 19, 2012 | Jan 19, 2021 | Common Stock | 2,231 | 0 | D |
| Stock Options (Right to Buy) | $12.32 | Feb 28, 2019 | M | 30,089 | D | May 18, 2011 | May 18, 2021 | Common Stock | 30,089 | 12,000 | D |
Explanation of responses
- F1Average price of 8 lots with a high of $18.72 and a low of $18.65.
- F2Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.